Safety Behaviour in the Construction Industry
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Nick McDonald, Victor Hrymak
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EXECUTIVE SUMMARY
Objectives and design
Results
Compliance with safety requirements
Perception of risk
Training
Safety management
Role of inspections
Factors associated with safety compliance
Recommendations
Safety Representatives
Training and certification
The safety management system
The Construction Safety Partnership Plan
LITERATURE
REVIEW: CONSTRUCTION RELATED FATALITY STATISTICS
Construction Fatality
Rates in Europe
Country
Construction-related fatalities in the UK
Construction Related Fatalities in Northern Ireland
Construction Related Fatalities in Ireland
International Construction Related Fatalities due to Falls from heights
Summary
REGULATORY
ACTIVITY IN THE REPUBLIC OF IRELAND AND NORTHERN IRELAND
The Republic of
Ireland
Planned Regulatory Activity in 2001
REGULATORY
ACTIVITY IN NORTHERN IRELAND
SAFETY
ANTECEDENTS IN THE LITERATURE ON CONSTRUCTION
Noncompliance versus
accidents as measure of safety performance
Safety consequences of noncompliance with procedures
Interventions to improve safety
Functional effectiveness of safety management systems
Summary
DESIGN
AND METHODOLOGY
Site Sampling
Dublin
Belfast
Build Type
PROCEDURE
METHODOLOGY
The Observational
Study
The Operative Survey
Safety Management Interviews
Analysis of Safety Documentation
HSA/HSE Interviews
Summary
RESULTS:
COMPLIANCE WITH SAFETY REQUIREMENTS
The Prevention
of Falls from Heights
Prevention of Falls Performance by site
Builder
General conclusions on Prevention from Falls from Heights
Compliance with other items observed
OPERATIVE
SURVEY ANALYSIS
Background information
Safety Training
MANAGEMENT
INTERVIEWS
Safety Plan
Competence/Training
Monitoring
Communication
Cooperation
Suggestions for improvement
DOCUMENTATION
ANALYSIS
Safety plan
Risk assessments
Site specific risk assessments
Accident logbook
Safety Meetings
Safety Audits
Training
Overall assessment
Summary
Overall Document Evaluation
SUMMARY
OF HSE INTERVIEWS
Background
Site Selection
Site Inspection
Safety on sites Suggestions for improvement
Overall conclusions
SUMMARY
OF HSA INTERVIEWS
HSA Construction
Group Organization
Site Selection Procedures
Site Inspection Practices
Site Safety Standards Summary
Improvement of Site Safety
PREDICTING
COMPLIANCE
DISCUSSION
AND CONCLUSIONS
Compliance with
safety requirements
Perception of risk
Training
Safety management
Role of inspectors
Conclusion
List of figures:
Figure 1: Incidence of openings found unguarded
Figure 2: Incidence of guardrails or edge
protection missing
Figure 3: Incidence of ladders found incorrectly
tied
Figure 4: Incidence of rubbish on access
routes
Figure 5: Incidence of rubbish on scaffold
lifts
Figure 6: Incidence of trapped scaffold
boards
Figure 7: Incidence of missing toe boards
Figure 8: Incidence of internal hard hat
use
Figure 9: Incidence of external hard hat
use
Figure 10: Incidence of viz vest wearing
Figure 11: Safety training received from
the main contractor
Figure 12: Safety training received from
subcontractor
Figure 13: Perceived level of risk and
frequencies of risky situations for the nine situations of the research
Figure 14: Preferred behavior in the face
of danger reported by workers
Figure 15: Safety attitudes' factors
Figure 16: Management commitment with safety
Figure 17: Perception of sources of risk
influencing safety in site
Figure 18: Perceived level of risk in site
and industry
Figure 19: A model of bivariate significant
relationships in this research
List of tables:
Table 1: Fatality rates for selected
European Member States
Table 2: Comparison of Rate of Fatalities
for NI & UK during 1997-2000 per 100,000 workers
Table 3: Construction activity resulting
in fatalities in Northern Ireland during 1980-1998
Table 4: Number of fatalities in the
construction Industry 1991-1999. Republic of Ireland
Table 5: Recommendations by the HSA following
11,143 inspections carried out during 1995-1999.
Table 6: Breakdown of sites by type and size
Table 7: Description of the characteristics
of the sites in the sample.
Table 8: The 18 safety items that were
observed for that research
Table 9: Breakdown of managers and safety
officials interviewed
Table 10: Incidence of sites with unguarded
openings
Table 11: Incidence of sites with missing
guardrails or edge protection
Table 12: Incidence of sites with incorrectly
tied ladders
Table 13: Ranking of sites by prevention
of falls performance
Table 14: Unguarded openings and missing
guardrails/edge protection on general contractor sites
Table 15: Unguarded openings and missing
guardrails /edge protection on housing sites
Table 16: Factors and items measuring safety
attitudes
Table 17: Factors and items measuring safety
climate
Table 18: HSA/HSE role in construction
safety on site
Table 19: Safety documentation in site
Table 20: Factors of compliance.
Table 21: Correlation between factors
of noncompliance
Table 22: Factors related to the management
system
Table 23: Correlations between Non-compliance
and other variables in this research
Foreword by the Health
and Safety Authority
This report and the
work it describes were funded by the Health and Safety Authority and the
Health and Safety Executive Northern Ireland. Its contents, including
any opinions and/or conclusions expressed, are those of the authors alone
and do not necessarily reflect HSA or HSENI policy.
Almost two years ago, against the background of widespread concern over
the level of fatal and serious accidents in the Irish Construction Industry,
it was recognized that the culture in the industry generally was not conducive
to health and safety. In an effort to develop a better understanding of
this culture and devise practical and targeted initiatives to positively
affect behavior in the construction sector, the Health and Safety Authority
and the Health and Safety Executive, Northern Ireland jointly commissioned
a research project, and this document is the culmination of that research
process. The research is a landmark piece of work as it is the first completed
research report from the Occupational Safety and Health Institute of Ireland
(OSHII), and the Authority welcomes its publication.
The Authority wishes to express its gratitude to the construction companies
who participated in this study and also to the researchers, Dr Nick McDonald
and Mr Victor Hrymak, the authors of this report.
The next phase
The publication of this research does not represent the completion of
the task however. This work, which has been reviewed by the Board of the
Authority and its Legislation and Guidance subcommittee raises many issues
for discussion, consideration and future action and will be referred to
both the Construction Safety Advisory Committee and the Construction Safety
Partnership (CSP). The Authority particularly welcomes the fact that the
report affirms a number of initiatives already underway in the Construction
Safety Partnership and indeed, incorporated as legal requirements in the
recent Safety, Health and Welfare at Work (Construction) Regulations,
2001 which impose significant new legal responsibilities on project supervisors
in important areas such as safety training, welfare and safety consultation.
We also note the reported external perceptions of the Authority held by
some of our stakeholders and recognize the challenge we face to develop
a greater understanding of the complexities of the Authority's role in
this sector.
The Research Process
ASCII was invited to carry out the research and a number of tenders were
submitted from its constituent members which were peer reviewed by external
academics and safety practitioners. The research was awarded to a joint
proposal from Trinity College Dublin / Dublin Institute of Technology.
Work on the project commenced in 2000 with site work being carried out
from November 2000 to February 2001. A number of meetings were held between
the researchers and a joint HSA / HSENI steering group at intervals in
the duration of the project and a substantive draft report was made available
in June 2001. This then underwent a peer review process which was completed
in December 2002. Following consultation between both clients and OSHII
in January 2002, a final report was issued in March 2002.
Objectives and Design
The primary goal of this research was to investigate the factors that
influence safety behavior and compliance with safety requirements on construction
sites. This goal was realized through the following objectives:
- The first objective
was to examine compliance with safety requirements in the construction
industry.
- The second was
to investigate the behavior, perceptions and attitudes associated
with safety in construction.
- The third was
to investigate management practices and associated documentation relating
to safety.
- The final objective
was to seek to establish what factors are significantly associated
with safe behavior or safety compliance.
The high incidence
of falling from heights in construction accident statistics led to a focus,
particularly in the site observations and operatives' questionnaire, on
factors associated with falling from heights .
The design adopted was a cross-sectional one based on a comparison of
a representative sample of 18 sites in Ireland. The sample included large
and smaller sites, housing and general contracting, and metropolitan and
regional areas in the Republic and Northern Ireland. An eighteen-item
safety audit checklist was used to as a protocol for measuring safety
compliance. A survey of construction operatives addressed the perception
of risk, behavior in risk situations, attitudes and safety climate. A
total of 244 site operatives were surveyed. 59 site management and others
(including safety representatives) who have a role in safety management
were interviewed concerning a range of safety management functions and
effectiveness. Safety documentation on ten sites was examined. A sample
of ten inspectors was interviewed.
Dissemination of Report
The full text of this report will be displayed on the websites of the
HSA and the Irish Focal Point website of the European Safety Agency. Furthermore,
the HSA urges all of the stakeholders in the construction sector to consider
the research findings and take on board those recommendations applicable
to their particular roles which will help create safer working conditions
on Irish construction sites.
These Regulations
impose significant new legal responsibilities on project supervisors in
important areas such as safety training, welfare and safety consultation.
The requirement for safety training is being introduced on a phased basis
beginning with all employees newly recruited into the sector, who were
required to have attended the FáS SAFE PASS training course with effect
from January 2002. The requirement applies to all new sites from 1st
May 2002 and will apply to all remaining workers in the sector by 1st
June 2003. The existing Construction Skills Certification Scheme has also
been strengthened by the Regulations. From 1st January 2002,
all scaffolders are required to carry a card displaying their skills details,
and all Project Supervisors Construction Stage (PSCS) are required to
make arrangements to ensure that only CSCS cardholders are recruited for
scaffolding work. This requirement will be extended to crane drivers,
banksmen, advanced scaffolders and operators of certain mechanical plant
from 1st July 2002 and to a range of other trades from 1st
June 2003.
Regarding safety consultation, from 1st January 2002, all sites
with more than 20 workers were required to actively facilitate the appointment
of a safety representative to facilitate effective consultation.
The Regulations also provide for more effective arrangements for ensuring
that adequate welfare facilities are available, by requiring the Project
Supervisor Construction Stage (PSCS) to coordinate the provision of these
facilities on site.
This paper appears in the eLCOSH website with the permission of the author
and/or copyright holder and may not be reproduced without their consent. eLCOSH is an
information clearinghouse. eLCOSH and its sponsors are not responsible for the accuracy of
information provided on this web site, nor for its use or misuse.
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