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A variety of methodologies were adopted in order to reflect the different
aspects of construction sites and to reflect overall project objectives.
A pilot study was carried out and the necessary amendments were made to
the instruments before the main research started.
The pilot study was conducted in one large construction site. The safety
compliance measure was tested using several independent ratings and criteria
for ratings were agreed. The questionnaire and interview methodologies
were also examined with samples of managers, workers and a safety representative.
Adjustments to the procedure for administering these were made to ensure
effective data collection.
The four methodologies used were:
- Site management
interviews
- Analysis of
documentation
- Systematic
site observations
- Operative surveys
The Observational
Study
Duff et al. developed a 41-item safety audit checklist for assessing safety
and health performance on construction sites as part of a safety management
intervention program carried out in 1993. This tool was chosen as it had
been validated in Duff et al. study and it most closely resembled the
objectives and conditions preview in our research.
The safety audit checklist was piloted on a large Dublin construction
site. Based on this pilot study, a modified 18-item safety audit checklist
was produced covering site safety situations and behavior encountered
under the general headings of Housekeeping, Scaffolding and work platforms,
Access to heights, and Personal protective equipment (see table 8 below).
| Housekeeping |
Item 1 Unguarded
Openings
Item 2 Rubbish on Access Routes
Item 3 Storage of Materials |
| Scaffolding
and work platforms |
Item 4 Rubbish
on Scaffolding
Item 5 Missing Scaffold Boards
Item 6 Trapped Scaffold Boards
Item 7 Missing Toeboards
Item 8 Missing Guardrails or Edge Protection
Item 9 Missing Baseplates
Item 10 Misuse of Scaffold |
| Access to
heights |
Item 11 Ladders
Too Short
Item 12 Ladders Incorrectly Tied
Item 13 Safe use of Ladders
Item 14 Defective Ladders |
| Personal protective
equipment |
Item 15 Hard
Hat External Use
Item 16 Hard Hat Internal Use
Item 17 Protective Footwear
Item 18 Viz Vest Wearing |
| Table
8: The 18 safety items that were observed for that research. |
All 18 items were rated on a percentage scale of compliance with recommended
site safety practice. The procedure for the observational study carried
out on each site visited was as follows:
- A generalized
description of the site including size, number of site personnel,
stage of construction and weather conditions was carried out.
- The researcher
then surveyed the site and recorded all information on the safety
audit checklist. In recording the information three responses were
possible and recorded in specified ways:
- Unsafe conditions
or behaviors were recorded as percentage of items or operatives on
site not conforming with recommended practice. Hence, the percentage
of noncompliance was recorded.
- Safe items
were recorded as ‘zero.'
- If the situation
or behavior was not seen, a ‘Not seen' was recorded.
All safety items on
the safety audit checklist were completed for all the 18 sites surveyed.
The only exception to this procedure occurred on site 10. Due to heavy
rain encountered during the observational survey period, there were no
workers on site. Due to time pressures in rearranging access, it was decided
to record site conditions observed, and use them in the study. Site operative
behavior was recorded as ‘Not seen.'
The Operative Survey
A total of 244 questionnaires were completed across 18 sites. At the beginning
of each site visit the number of operatives and subcontractors on site
was sought. It was decided to sample approximately 20% of all operatives
on site (including both company operatives and subcontractor operatives).
Two researchers were involved in administering the survey. Each researcher
approached an operative, outlined the aims of the study and asked if they
would be interested in participating in the survey. On each site a representative
sample of both the company operatives and the subcontractors' operatives
were covered as well as all areas on the site. Completion of the survey
took approximately 15-20 minutes.
An important purpose of the project was to explore the safety antecedents
at the individual level. The main agents to report on safety in the workplace
at that level are those people working in the ‘front line', which means
the operatives.
As the literature and statistics highlight the category of falls from
height as accounting for the most frequent and severe accidents in the
construction sector, the instrument was developed to explore this category.
Three aspects of working at heights were identified as being particularly
of high-risk. These are working on scaffolds, using ladders and working
on roofs. From these situations our final behavioral protocol was developed.
This was made up of nine high-risk situations. A brief description of
the situations chosen follows:
Front-line workers (they will be referred as ‘operatives' in this report)
were interviewed following a structured interview protocol. A selection
of nine high-risk situations was presented. Each participant was requested
to give his opinion about perception of risk, frequency and preferred
behavior in the face of risk for each of the situations presented.
a) WORKING ON SCAFFOLDS:
Situation 1: Working on scaffolds not totally boarded.
Situation 2: Working on scaffolds with missing guardrails.
Situation 3: Climbing up or down a scaffold when a ladder has not been
provided.
b) USING LADDERS:
Situation 4: Using a ladder not tied or secured.
Situation 5: Using a ladder broken or somehow defective.
Situation 6: Using a ladder shorter than 1 metre above landing place.
c) WORKING ON ROOFS:
Situation 7: Working on fragile roofs without crawling boards
Situation 8: Working on roofs without edge protection (and not harness
provided).
Situation 9: Working on roofs with bad weather.
For each of the nine situations, the operative was requested to analyze
them on three levels. They had to:
- Offer an evaluation
of their perceived level of risk of each situation (low risk, medium
risk or high risk).
- State the frequency
at which these situations occur in the construction sector and in
the present site (rare, usual or frequent)
- Predict their
probable behavior if the situation occurred on site today (report
it, fix it yourself, stop working/not use the material, or use it/
continue working).
In order to determine
their level of experience operatives were asked about the frequency at
which they worked on scaffolds, with ladders and on roofs. Only those
operatives who reported working in the specific areas sometimes or often
were allowed to answer questions on the three specific situations in the
relevant categories.
Workers' attitudes and perception of the organizational system were also
assessed through a 20-item questionnaire. Workers were required to agree
or disagree with each of the questions in a Likert-type scale with four
possible anchors from ‘Strongly disagree' to ‘Strongly agree' with each
item.
Safety Management Interviews
A total of 59 structured interviews were conducted across 18 sites with
a range of managers and personnel responsible for safety. The sample included
Company Directors, Contracts Managers, Site Managers, Engineers, Safety
Officers, Project Officers, Safety Reps and Foremen. Table below provides
a breakdown of how many of each personnel were interviewed.
| Personnel
Type |
Interviewed |
|
Site
Manager
|
9 |
|
Contracts
Manager
|
6 |
|
Foreman
|
15 |
|
Engineer
|
8 |
|
Safety
Officer (company)
|
4 |
|
Safety
Officer (site)
|
3 |
|
Safety
Representative
|
5 |
|
Project
Manager
|
4 |
|
Company
Director
|
1 |
|
Architect
(external safety officer)
|
1 |
|
Human
Resource Manager
|
2 |
|
Quantity
Surveyor
|
1 |
| Table
9: Breakdown of managers and safety officials interviewed. |
At the beginning of each site visit relevant personnel were identified
and asked if they were willing to take part in the interview. Two researchers
conducted each interview, one asking questions and the other taking notes.
Each interviewee was briefed on the research objectives.
The safety management system was the target of the interview, and the
following areas were explored:
- Safety Plan
- Competence
and Training
- Monitoring
system
- Communication
system
- Assumption
of responsibility for safety
- Cooperation
However, each interviewee
was also asked for personal and professional information:
- Background
information (e.g. age, length of time in construction, safety training,
etc)
- Suggestions
for improvements of the safety management system.
Each of the areas
of work explored also had a corresponding quantitative measure that was
completed by the researchers at the end of each interview. The interviews
lasted between 20 and 40 minutes.
All managers' interviews were transcribed, and a content analysis was
carried out on each of them. A single and comprehensive description of
the safety management system was then generated from the content analysis
of all the interviews in each site. Each interview protocol had also several
quantitative measures built into the protocol. These measures were intended
to translate the qualitative impressions gathered after each interview
into measurable rating scales. The final ratings should be considered
relative to the participant sites, rather than as an evaluation of their
level of safety in absolute terms.
Analysis of Safety Documentation
The management interviews established the type and availability of safety
documentation on site. After completing the interviews on each site, one
of the researchers conducted a general assessment on the site safety documentation.
This assessment consisted of verifying the availability of documentation.
All site safety documentation was inspected using the following assessment
criteria:
- evidence of
a documented site safety plan,
- evidence of
documented site risk assessments,
- whether these
risk assessments were site specific for identified site activities,
- evidence of
a documented site accident logbook,
- evidence of
documented site safety meetings,
- evidence of
documented site safety audits,
- evidence of
site safety training,
- overall general
assessment of site safety documentation.
HSA/HSE Interviews
A group of inspectors were approached for interview. The HSA and HSE selected
and provided the inspectors. In the case of the Republic, the HSA wanted
to provide those inspectors with more experience in the field, while in
Northern Ireland, all the inspectors in the HSE were interviewed. The
sample of inspectors was not intended to be random due above constrains.
Six inspectors from the Health and Safety Authority (HSA) and four inspectors
from the Health and Safety Executive (HSE), Northern Ireland, were interviewed.
The interviews lasted from 40 minutes to an hour. Interviews with inspectors
were conducted following the completion of data collection across all
sites. A semi-structured approach was taken which covered the following
topics:
- Background
information of inspectors
- Site selection
procedures
- Procedures
used during site inspections
- Site safety
- Suggestions
for improvement
Summary
The objectives of this study were to examine compliance with safety requirements,
to investigate the behaviors, perceptions and attitudes associated with
safety, to investigate management practices and associated documentation,
and to establish what factors are significantly associated with safe behaviors
or safety compliance. There was a particular focus in the behavioral ratings
on factors associated with falling from heights. The design adopted was
a cross-sectional one based on a comparison of a representative sample
of 18 sites in Ireland. The sample included large and smaller sites, housing
and general contracting, and metropolitan and regional areas in the Republic
and Northern Ireland. An eighteen-item safety audit checklist was used
to as a protocol for measuring safety compliance. A survey of construction
operatives addressed the perception of risk, behavior in risk situations,
attitudes and safety climate. Site management and others (including safety
representatives) who have a role in safety management were interviewed
concerning a range of safety management functions and effectiveness and
safety documentation on site was examined. Finally, a sample of inspectors
were interviewed.
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